Required stack
필요 기술
SEBI RegulationsNSDL ProceduresISIN ApplicationDematerialisationCorporate SecretarialFinancial RegulationSecurities Market OperationsComplianceCapital MarketsCorporate Law
Project brief
프로젝트 내용
Our company has issued Optional Convertible Preference Shares in several tranches and now needs to move those securities into demat form with National Securities Depository Limited and secure a fresh ISIN, fully aligned with the latest SEBI circulars.
All core paperwork is in place—shareholders’ agreement, previous-tranche issuance files, and complete incorporation documents—so you will be able to dive straight into the compliance work rather than hunting for basics. While our internal team already understands the dematerialisation workflow for debentures, this is our first time doing it for OCPS, and we have never applied for an ISIN before. Guidance on every procedural nuance, right from coordinating with our RTA through to filing the corporate action forms and following up with NSDL until the ISIN is live, is therefore essential.
Key deliverables
• Verification and, where needed, drafting of all NSDL application forms and supporting annexures for each tranche
• End-to-end liaison with NSDL, the depository participant and our RTA until the OCPS are credited in electronic form
• Filing of any requisite SEBI post-allotment compliances and confirmation of final ISIN activation
Please outline your estimated timeline, any prior OCPS demat experience, and how you prefer to structure milestone sign-offs so we can move quickly.
All core paperwork is in place—shareholders’ agreement, previous-tranche issuance files, and complete incorporation documents—so you will be able to dive straight into the compliance work rather than hunting for basics. While our internal team already understands the dematerialisation workflow for debentures, this is our first time doing it for OCPS, and we have never applied for an ISIN before. Guidance on every procedural nuance, right from coordinating with our RTA through to filing the corporate action forms and following up with NSDL until the ISIN is live, is therefore essential.
Key deliverables
• Verification and, where needed, drafting of all NSDL application forms and supporting annexures for each tranche
• End-to-end liaison with NSDL, the depository participant and our RTA until the OCPS are credited in electronic form
• Filing of any requisite SEBI post-allotment compliances and confirmation of final ISIN activation
Please outline your estimated timeline, any prior OCPS demat experience, and how you prefer to structure milestone sign-offs so we can move quickly.